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Our Clearing Partners

Pershing LLC

Pershing LLC is a leading global provider of financial business solutions to more than 1,150 institutional and retail financial organizations and independent registered investment advisors who collectively represent over five million active investors. Financial organizations, investment professionals and independent registered investment advisors depend on Pershing's depth of experience and consultative approach to provide them with forward-thinking solutions that help them to grow their businesses. Located in 19 offices worldwide, Pershing is committed to service excellence and to providing dependable operational support, robust trading services, flexible technology, an expansive array of investment solutions and practice management support. Pershing (member FINRA/NYSE/SIPC) is a member of every major U.S. securities exchange and its international affiliates are members of the Deutsche Borse, the Irish Stock Exchange and the London Stock Exchange. Pershing has nearly $950 billion in assets under administration. Our parent company, The Bank of New York Mellon Corporation, has more than $23 trillion in assets in custody. Additional information is available at www.pershing.com.


RBC Correspondent Services

RBC Correspondent Services is one of the largest clearing firms in the industry. RBC Correspondent Services is a division of RBC Capital Markets Corporation, member NYSE/FINRA/SIPC. RBC Capital Markets Corporation is a member of the NYSE, AMEX, CHX, CBOE and PSE and has execution capabilities on all principal exchanges. RBC Capital Markets Corporation is owned by Royal Bank of Canada (RBC), which trades under the symbol RY on the New York Stock Exchange. RBC employs approximately 75,000 full- and part-time employees who serve more than 17 million personal, business, public sector and institutional clients through offices in Canada, the U.S. and 46 other countries. Additional information is available at www.rbc.com, www.rbccm.com and www.rbc-cs.com.

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